Washington, D.C. 20549






Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): September 3, 2014



(Exact name of registrant as specified in its charter)


Delaware   47-1598792
(State or other jurisdiction
of incorporation or organization)
  (I.R.S. Employer
Identification No.)


431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441

(Address of principal executive offices) (Zip Code)



(Registrant’s telephone number, including area code)


Former name or former address, if changed since last report:


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


[  ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[  ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[  ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


[  ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 7.01 Regulation FD Disclosure


On September 3, 2014, we issued a press release announcing that, effective as of September 3, 2014, the trading symbol of our common stock, changed from “APNT” to “PENC.” A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.


The information contained in the press release attached hereto is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that Section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.


Item 9.01. Financial Statements and Exhibits




Exhibit No.   Description
99.1   PEN Inc. press release dated September 3, 2014






Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


  PEN Inc.
Date: September 3, 2014 By: /s/ Jeanne M Rickert
    Jeanne M Rickert







PEN Inc. announces new trading symbol: PENC


Stock continues trading on the OTCQB


Deerfield Beach, FL – September 3, 2014 – PEN Inc. (OTCQB: PENC) (PEN) today announced that, effective immediately, the company will trade on the OTCQB exchange under the trading symbol PENC.


The new symbol reflects the name of PEN Inc., the new company created by the combination of Applied Nanotech Holdings, Inc. and NanoHoldings, Inc., the parent company of Nanofilm, Ltd.


PEN is one of the country’s leading companies focused on developing and commercializing advanced-performance products enabled by nanotechnology. The company unites staff and resources in nanotechnology research and development and experience in specialty product commercialization.


About PEN Inc. (OTCQB: PENC)


PEN Inc. (PENC) is a global leader in developing, commercializing and marketing enhanced-performance products enabled by nanotechnology. The company focuses on innovative and advanced product solutions in safety, health and sustainability. For more information about PEN Inc, visit www.pen-technology.com.


Safe Harbor Statement


This press release contains forward-looking statements that involve risks and uncertainties concerning our business, products, and financial results. Actual results may differ materially from the results predicted. More information about potential risk factors that could affect our business, products, and financial results are included in our annual report on Form 10-K for the fiscal year ended December 31, 2013, and in reports subsequently filed by us with the Securities and Exchange Commission (“SEC”). All documents are available through the SEC’s Electronic Data Gathering Analysis and Retrieval System (EDGAR) at www.sec.gov or from our website listed above. We hereby disclaim any obligation to publicly update the information provided above, including forward-looking statements, to reflect subsequent events or circumstances.


Contact Information:

Lynn Lilly

Director of Communication

PEN Inc.


(844)2PEN INC x705